Heidi A. Gabel

Field Compliance Officer

Heidi has been with GamePlan since late 2010. In her role, Heidi’s main objective is to educate and provide guidance using a consultative approach focused on fostering healthy company-wide compliance awareness, risk mitigation, and supervisory structure. In addition, she provides compliance advertising review for both consumer facing and financial professional audiences. Heidi’s extensive compliance experience derived initially from broker/dealer (B/D) firm exposure starting in 2005, from which she transitioned smoothly into the insurance arm of the financial services industry. Heidi is extremely proficient in addressing both the securities and insurance-related requirements of both registered representatives and B/D firms to help protect them from regulatory issues regarding sales and marketing efforts for various fixed insurance products. Heidi is life and health insurance licensed and currently holds the Series 24, Series 62, Series 22 and Series 63 securities registrations. She also serves on the Insurance Advertising and Compliance Association (IAdCA) Education Committee.

Heidi is the proud mother of her beautiful daughter Jordan, a senior at Emory University. Heidi is also blessed with a 12 year old son, Zach, and is an enthusiastic hockey mom who enjoys traveling with her son’s PeeWee travel team. Per Wayne Gretzky (aka “The Great One” - arguably the best hockey player ever!) – “A good hockey player plays where the puck is. A great hockey player plays where the puck is going to be”. Heidi incorporates this philosophy into her role at GamePlan, promoting a proactive approach to compliance versus a reactive one.

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GamePlan Financial Marketing, LLC does not provide legal advice. Please check the laws and regulations of each state where you do business
to ensure you are in compliance with the specific requirements of those states. Producers should follow the applicable state requirements
and requirements of the carriers they represent and their Broker/Dealer and registered investment adviser, if applicable.